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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 6.3 Background

As Published: 2005

PERG 6.3 Background

SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose

ICOBS 5.1 General

As Published: 2007

ICOBS 5.1 General

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

SUP 8A.2 Introduction and conditions

As Published: 2014

SUP 8A.2 Introduction and conditions

EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

As Published: 2016

EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

INSPRU 8.4 Capacity Transfer Market

As Published: 2009

INSPRU 8.4 Capacity Transfer Market

DISP App 3.7 Approach to redress

As Published: 2011

DISP App 3.7 Approach to redress

PERG 15.1 Introduction

As Published: 2012

PERG 15.1 Introduction

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

As Published: 2010

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

MCOB 7.5 Mortgages: statements

As Published: 2004

MCOB 7.5 Mortgages: statements

REC 6.7 Notification rules for overseas recognised bodies

As Published: 2013

REC 6.7 Notification rules for overseas recognised bodies

PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

CASS 9.3 Prime brokerage agreement disclosure annex

As Published: 2010

CASS 9.3 Prime brokerage agreement disclosure annex

PERG 8.34 The business test

As Published: 2005

PERG 8.34 The business test

CREDS 2.2 General provisions

As Published: 2012

CREDS 2.2 General provisions

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention