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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

As Published: 2013

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

DEPP 1.1 Application and Purpose

As Published: 2007

DEPP 1.1 Application and Purpose

CREDS 9.2 Reporting

As Published: 2012

CREDS 9.2 Reporting

APER 2.1A The Statements of Principle

As Published: 2013

APER 2.1A The Statements of Principle

COLL 9.3 Section 272 recognised schemes

As Published: 2014

COLL 9.3 Section 272 recognised schemes

ICOBS 8.2 Motor vehicle liability insurers

As Published: 2013

ICOBS 8.2 Motor vehicle liability insurers

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

SUP 5.6 Confidential information and privilege

As Published: 2001

SUP 5.6 Confidential information and privilege

PERG 10.1 Background

As Published: 2006

PERG 10.1 Background

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

As Published: 2015

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

As Published: 2010

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

FEES 9.2 PSR fees

As Published: 2015

FEES 9.2 PSR fees

DISP App 1.5 Additional considerations

As Published: 2005

DISP App 1.5 Additional considerations

EG 19.17 Regulated Covered Bonds Regulations 2008

As Published: 2016

EG 19.17 Regulated Covered Bonds Regulations 2008

PERG 4.14 Mortgage activities carried on by professional firms

As Published: 2005

PERG 4.14 Mortgage activities carried on by professional firms