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PR 2.1 General contents of prospectus

As Published: 2005

PR 2.1 General contents of prospectus

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CONC 7.9 Contact with customers

As Published: 2014

CONC 7.9 Contact with customers

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SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

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SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose

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EG 9.3 Prohibition orders and withdrawal of approval - approved persons

As Published: 2015

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

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EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

As Published: 2016

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

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PERG 8.1 Application and purpose

As Published: 2014

PERG 8.1 Application and purpose

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DISP 1.2 Consumer awareness rules

As Published: 2003

DISP 1.2 Consumer awareness rules

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PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

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COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

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MCOB 8.5A Advised sales

As Published: 2012

MCOB 8.5A Advised sales

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SYSC 21.1 Risk control: guidance on governance arrangements

As Published: 2010

SYSC 21.1 Risk control: guidance on governance arrangements

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GEN 2.1 Introduction

As Published: 2004

GEN 2.1 Introduction

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SUP 8.4 Reliance on waivers

As Published: 2001

SUP 8.4 Reliance on waivers

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SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants

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DISP 1.5 Complaints resolved by close of the next business day

As Published: 2002

DISP 1.5 Complaints resolved by close of the next business day

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EG 7.5 Payment of financial penalties

As Published: 2016

EG 7.5 Payment of financial penalties

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MCOB 2.5 Reliance on others

As Published: 2006

MCOB 2.5 Reliance on others

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FEES App 1.3 Application Fees

As Published: 2012

FEES App 1.3 Application Fees

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PERG 16.2 What types of funds and businesses are caught?