Search Result

521 - 540 of 1328 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

GENPRU 2.1 Calculation of capital resources requirements

As Published: 2006

GENPRU 2.1 Calculation of capital resources requirements

LR 20.2 Requirements for listing

As Published: 2010

LR 20.2 Requirements for listing

SYSC 4.4 Apportionment of responsibilities

As Published: 2008

SYSC 4.4 Apportionment of responsibilities

LR 20.3 Listing applications

As Published: 2010

LR 20.3 Listing applications

SYSC 4.3 Responsibility of senior personnel

As Published: 2007

SYSC 4.3 Responsibility of senior personnel

CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose

MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

REC 4.6A The section 192C power to direct qualifying parent undertakings

As Published: 2013

REC 4.6A The section 192C power to direct qualifying parent undertakings

DEPP 6.6 Financial penalties for late and incomplete submission of reports

As Published: 2010

DEPP 6.6 Financial penalties for late and incomplete submission of reports

SUP 1A.4 Tools of supervision

As Published: 2013

SUP 1A.4 Tools of supervision

BIPRU 7.6 Option PRR

As Published: 2007

BIPRU 7.6 Option PRR

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

EG 1.1 Overview

As Published: 2015

EG 1.1 Overview

CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

SUP 1A.1 Application and purpose

As Published: 2013

SUP 1A.1 Application and purpose

PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

CASS 7.10 Application and purpose

As Published: 2014

CASS 7.10 Application and purpose

COBS 20.4 Communications with with-profits policyholders

As Published: 2007

COBS 20.4 Communications with with-profits policyholders

PERG 6.2 Purpose of guidance

As Published: 2005

PERG 6.2 Purpose of guidance