Search Result

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

…

PERG 14.4A Activities relating to regulated sale and rent back agreements

As Published: 2010

PERG 14.4A Activities relating to regulated sale and rent back agreements

…

PERG 13.3 Investment Services and Activities

As Published: 2012

PERG 13.3 Investment Services and Activities

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

REC 4.5 FCA supervision of action by UK RIEs under their default rules

APER 1.2 Purpose

COLL 5.2 General investment powers and limits for UCITS schemes

SUP 10A.15 References and accurate information

PERG 8.36 Illustrative tables

IPRU-INV 11.1 INTRODUCTION

SUP 17.1 Application

COBS 20.2 Treating with-profits policyholders fairly

COBS 11.6 Use of dealing commission

DTR 8.4 Continuing obligations

IFPRU 4.7 Internal ratings based approach: loss given default

RCB 2.3 Determination of registration

IFPRU 8.1 Prudential consolidation

IFPRU 4.8 Internal ratings based approach: own estimates of exposure at default (EAD)

LR 5.6 Reverse takeovers

IFPRU 4.4 Internal ratings based approach: overall requirements for estimation

IPRU-INV 12.1 APPLICATION AND PURPOSE

PERG 14.4A Activities relating to regulated sale and rent back agreements

PERG 13.3 Investment Services and Activities