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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 12.3 Criminal prosecutions in cases of market abuse

As Published: 2016

EG 12.3 Criminal prosecutions in cases of market abuse

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EG 18.1 Cancellation on the FCA’s own-initiative

As Published: 2016

EG 18.1 Cancellation on the FCA’s own-initiative

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EG 20.3 Decision making under the CCA Order

As Published: 2016

EG 20.3 Decision making under the CCA Order

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FEES 5.2 Introduction

As Published: 2006

FEES 5.2 Introduction

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EG 10.1 Introduction

As Published: 2016

EG 10.1 Introduction

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REC 1.1 Application

As Published: 2005

REC 1.1 Application

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CONC 5A.1 Application, purpose and guidance

As Published: 2014

CONC 5A.1 Application, purpose and guidance

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CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

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SUP 17.1 Application

As Published: 2007

SUP 17.1 Application

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BIPRU 8.3 Scope and basic consolidation requirements for non-EEA sub-groups

As Published: 2006

BIPRU 8.3 Scope and basic consolidation requirements for non-EEA sub-groups

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TC 1.2 Actions for damages

As Published: 2007

TC 1.2 Actions for damages

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DEPP 6A.3 Determining the appropriate length of the period of suspension or restriction

As Published: 2011

DEPP 6A.3 Determining the appropriate length of the period of suspension or restriction

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FEES 9.2 PSR fees

As Published: 2015

FEES 9.2 PSR fees

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MAR 8.1 Application and purpose

As Published: 2013

MAR 8.1 Application and purpose

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CONC 10.2 Prudential resources requirements

As Published: 2014

CONC 10.2 Prudential resources requirements

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PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

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COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

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MCOB 4.10 Home purchase plans: sales standards

As Published: 2006

MCOB 4.10 Home purchase plans: sales standards

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LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

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BIPRU 7.10 Use of a Value at Risk Model

As Published: 2007

BIPRU 7.10 Use of a Value at Risk Model

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