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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

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PR 3.2 Filing and publication of prospectus

As Published: 2012

PR 3.2 Filing and publication of prospectus

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REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

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SYSC 4.3A CRR firms

As Published: 2014

SYSC 4.3A CRR firms

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REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

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SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

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SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

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FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

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PERG 2.8 Exclusions applicable to particular regulated activities

As Published: 2005

PERG 2.8 Exclusions applicable to particular regulated activities

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LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

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EG App 3.1 The FCA

As Published: 2015

EG App 3.1 The FCA

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PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

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REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

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PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

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PERG 13.2 General

As Published: 2011

PERG 13.2 General

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DTR 1B.1 Application and purpose (Corporate governance)

As Published: 2008

DTR 1B.1 Application and purpose (Corporate governance)

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PERG 3A.2 General issues

As Published: 2011

PERG 3A.2 General issues

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SYSC 5.1 Skills, knowledge and expertise

As Published: 2006

SYSC 5.1 Skills, knowledge and expertise

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PERG 15.1 Introduction

As Published: 2012

PERG 15.1 Introduction

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SYSC 13.9 Outsourcing

As Published: 2015

SYSC 13.9 Outsourcing

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