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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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CASS 11.1 Application

As Published: 2014

CASS 11.1 Application

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CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

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CONC 10.2 Prudential resources requirements

As Published: 2014

CONC 10.2 Prudential resources requirements

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COLL 4.4 Meetings of Unitholders and service of notices

As Published: 2006

COLL 4.4 Meetings of Unitholders and service of notices

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MCOB 5.6 Content of illustrations

As Published: 2004

MCOB 5.6 Content of illustrations

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COLL 4.7 Key investor information and marketing communications

As Published: 2011

COLL 4.7 Key investor information and marketing communications

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Similar To

SUP 13.8 Changes of details: provision of notices to the appropriate UK regulator

FEES 5.1 Application and Purpose

SUP 17.1 Application

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

PRIN 3.4 General

FIT 1.2 Introduction

EG 18.1 Cancellation on the FCA’s own-initiative

CONC 3.1 Application

SUP 1A.1 Application and purpose

IFPRU 8.1 Prudential consolidation

COLL 6.2 Dealing

DTR 4.2 Half-yearly financial reports

LR 13.8 Other circulars

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy