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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

REC 4.6A The section 192C power to direct qualifying parent undertakings

As Published: 2013

REC 4.6A The section 192C power to direct qualifying parent undertakings

COLL 9.2 Section 264 recognised schemes

As Published: 2011

COLL 9.2 Section 264 recognised schemes

SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

PR 2.3 Minimum information to be included in a prospectus

As Published: 2007

PR 2.3 Minimum information to be included in a prospectus

EG 12.1 The FCA’s general approach

As Published: 2016

EG 12.1 The FCA’s general approach

EG 15.4 Disqualification under section 249 or section 261K

As Published: 2016

EG 15.4 Disqualification under section 249 or section 261K

FEES 11.1 Application, purpose and background

As Published: 2015

FEES 11.1 Application, purpose and background

COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

PR 2.2 Format of prospectus

As Published: 2012

PR 2.2 Format of prospectus

RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

GENPRU 1.3 Valuation

As Published: 2006

GENPRU 1.3 Valuation

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

As Published: 2015

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

SUP 14.8 Further guidance

As Published: 2001

SUP 14.8 Further guidance