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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

EG 2.11 Senior management responsibility

As Published: 2015

EG 2.11 Senior management responsibility

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

SUP 15.9 Notifications by members of financial conglomerates

As Published: 2004

SUP 15.9 Notifications by members of financial conglomerates

CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

EG 11.5 Other relevant powers

As Published: 2016

EG 11.5 Other relevant powers

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

EG 16.1 The FCA’s general approach to making disapplication orders

As Published: 2016

EG 16.1 The FCA’s general approach to making disapplication orders

PERG 2.4 Link between activities and the United Kingdom

As Published: 2007

PERG 2.4 Link between activities and the United Kingdom

BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

ICOBS 3.2 E-Commerce

As Published: 2013

ICOBS 3.2 E-Commerce

BIPRU 7.8 Securities underwriting

As Published: 2007

BIPRU 7.8 Securities underwriting

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

As Published: 2013

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

LR App 2.1

As Published: 2005

LR App 2.1

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

As Published: 2016

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up