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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 6.1 Application

As Published: 2007

MAR 6.1 Application

LR 4.3 Approval and publication of listing particulars

As Published: 2005

LR 4.3 Approval and publication of listing particulars

FEES 10.5 Application of FEES 4 to the pensions guidance levy

As Published: 2015

FEES 10.5 Application of FEES 4 to the pensions guidance levy

SYSC 19C.1 General application and purpose

As Published: 2014

SYSC 19C.1 General application and purpose

SUP 10A.8 Systems and controls functions

As Published: 2013

SUP 10A.8 Systems and controls functions

SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

EG 19.27 Alternative Investment Fund Managers Regulations 2013

As Published: 2016

EG 19.27 Alternative Investment Fund Managers Regulations 2013

FEES 10.2 Pensions guidance levy

As Published: 2015

FEES 10.2 Pensions guidance levy

REC 4.2F Information gathering power on FCA’s own initiative

As Published: 2013

REC 4.2F Information gathering power on FCA’s own initiative

REC 2A.3 Guidance on RAP recognition requirements

As Published: 2012

REC 2A.3 Guidance on RAP recognition requirements

SYSC 2.2 Recording the apportionment

As Published: 2015

SYSC 2.2 Recording the apportionment

IFPRU 8.2 Large Exposures

As Published: 2014

IFPRU 8.2 Large Exposures

PERG 8.9 Circumstances where the restriction in section 21 does not apply

As Published: 2005

PERG 8.9 Circumstances where the restriction in section 21 does not apply

SYSC 4.3A CRR firms

As Published: 2014

SYSC 4.3A CRR firms

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

As Published: 2016

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

DISP 1.10A Complaints data publication rules

As Published: 2010

DISP 1.10A Complaints data publication rules

PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

SYSC 19C.3 Remuneration principles

As Published: 2014

SYSC 19C.3 Remuneration principles

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes