Search Result

401 - 420 of 1385 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.2A Publication of information by UK RIEs and RAPs

As Published: 2007

REC 4.2A Publication of information by UK RIEs and RAPs

MCOB 8.6A Execution-only sales

As Published: 2012

MCOB 8.6A Execution-only sales

CREDS 9.2 Reporting

As Published: 2012

CREDS 9.2 Reporting

EG 15.3 Disqualification under section 345

As Published: 2016

EG 15.3 Disqualification under section 345

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

As Published: 2007

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

LR 20.4 Continuing obligations

As Published: 2010

LR 20.4 Continuing obligations

PERG 8.21 Company statements, announcements and briefings

As Published: 2005

PERG 8.21 Company statements, announcements and briefings

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

MCOB 5.7 Business loans and loans to high net worth mortgage customers: tailored provisions

As Published: 2004

MCOB 5.7 Business loans and loans to high net worth mortgage customers: tailored provisions

FINMAR 2.1 Application and purpose

As Published: 2010

FINMAR 2.1 Application and purpose

EG 9.9 The effect of the FCA’s decision to withdraw approval

As Published: 2016

EG 9.9 The effect of the FCA’s decision to withdraw approval

EG 19.13 The Consumer Protection Co-operation Regulation26

As Published: 2016

EG 19.13 The Consumer Protection Co-operation Regulation26

DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

COLL 8.4 Investment and borrowing powers

As Published: 2006

COLL 8.4 Investment and borrowing powers