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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2006

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

CASS 11.13 Client money distribution in the event of a failure of a firm or approved bank

As Published: 2014

CASS 11.13 Client money distribution in the event of a failure of a firm or approved bank

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

TC 2.1 Assessing and maintaining competence

As Published: 2002

TC 2.1 Assessing and maintaining competence

CONC 1.1 Application and purpose

As Published: 2014

CONC 1.1 Application and purpose

SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

As Published: 2016

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

CONC 15.1 Application

As Published: 2014

CONC 15.1 Application

CONC 2.10 Mental capacity guidance

As Published: 2014

CONC 2.10 Mental capacity guidance

BIPRU 3.7 Classification of off-balance-sheet items

As Published: 2007

BIPRU 3.7 Classification of off-balance-sheet items

MCOB 4.7A Advised sales

As Published: 2012

MCOB 4.7A Advised sales

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

PERG 8.31 Exclusions for advising on investments

As Published: 2007

PERG 8.31 Exclusions for advising on investments

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

REC 3.4 Key individuals and internal organisation

As Published: 2007

REC 3.4 Key individuals and internal organisation

COBS 20.1A The with-profits fund

As Published: 2015

COBS 20.1A The with-profits fund

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

LR 20.4 Continuing obligations

As Published: 2010

LR 20.4 Continuing obligations

LR 16.3 Listing applications

As Published: 2008

LR 16.3 Listing applications