Search Result

361 - 380 of 1400 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

PERG 4.5 Arranging regulated mortgage contracts

As Published: 2013

PERG 4.5 Arranging regulated mortgage contracts

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

As Published: 2016

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

BIPRU 8.5 Basis of consolidation

As Published: 2010

BIPRU 8.5 Basis of consolidation

SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

EG 16.2 Disapplication orders

As Published: 2016

EG 16.2 Disapplication orders

LR 9.3 Continuing obligations: holders

As Published: 2006

LR 9.3 Continuing obligations: holders

PERG 8.11 Types of exemption under the Financial Promotion Order

As Published: 2005

PERG 8.11 Types of exemption under the Financial Promotion Order

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

SUP 10A.9 Significant management functions

As Published: 2014

SUP 10A.9 Significant management functions

PERG 5.3 Contracts of insurance

As Published: 2015

PERG 5.3 Contracts of insurance

EG 19.20 Payment Services Regulations 2009

As Published: 2016

EG 19.20 Payment Services Regulations 2009