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EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

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GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

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COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

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SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

As Published: 2001

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

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LR 3.5 Block listing

As Published: 2007

LR 3.5 Block listing

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Effective Period

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LR 9.5 Transactions

COND 1.1A Application

PR 5.3 Certificate of approval

DEPP 6A.1 Introduction

COND 1.2 Purpose

PERG 1.5 What other guidance about the perimeter is available from the FCA?

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

COBS 10.3 Warning the client

SUP 16.17 Remuneration reporting

REC 2.2 Method of satisfying the recognition requirements

EG 11.1 Restitution orders under sections 382, 383 and 384 of the Act: the FCA's general approach

PERG 4.1 Application and purpose

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

IFPRU 1.2 Significant IFPRU firm

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

GEN 6.1 Payment of financial penalties

COBS 12.2 Investment research

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

LR 3.5 Block listing