Search Result

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

…

PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

COLL 8.5 Powers and responsibilities

IFPRU 4.8 Internal ratings based approach: own estimates of exposure at default (EAD)

PERG 4.5 Arranging regulated mortgage contracts

PERG 8.17-A Financial promotions concerning consumer credit and consumer hire

REC 4.2C Control over a UK RIE

BIPRU 13.7 Contractual netting

EG 9.9 The effect of the FCA’s decision to withdraw approval

EG 7.2 Alternatives to financial penalties and public censures

SYSC 21.1 Risk control: guidance on governance arrangements

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

REC 3.21 Criminal offences and civil prohibitions

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

PERG 4.18 Regulated activities related to mortgages: flowchart

MAR 4.4 Exceptions

BIPRU 3.2 The central principles of the standardised approach to credit risk

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

PERG 8.7 Engage in investment activity