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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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REC 3.5 Disciplinary action and events relating to key individuals

As Published: 2013

REC 3.5 Disciplinary action and events relating to key individuals

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REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

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LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

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COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

COND 1.1A Application

REC 3.15 Suspension of services and inability to operate facilities

LR 3.3 Shares

MCOB 5.5 Provision of illustrations

PERG 13.3 Investment Services and Activities

BIPRU 1.3 Applications for advanced approaches and waivers

SUP 10A.8 Systems and controls functions

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

EG 3.11 FCA approach to firms conducting their own investigations in anticipation of enforcement action

EG 7.6 Private warnings

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

CASS 7.11 Treatment of client money

FEES 5.9 Leaving the Financial Ombudsman Service

IFPRU 2.1 Application and purpose

LR 9.6 Notifications

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

REC 3.5 Disciplinary action and events relating to key individuals

REC 4.7 The section 297 power to revoke recognition

LR 8.3 Role of a sponsor: general