Search Result

281 - 300 of 532 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 5.13 Appointed representatives

As Published: 2014

PERG 5.13 Appointed representatives

SUP 10A.4 Specification of functions

As Published: 2013

SUP 10A.4 Specification of functions

MCOB 8.3 Application of rules in MCOB 4

As Published: 2004

MCOB 8.3 Application of rules in MCOB 4

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

MCOB 7.1 Application

As Published: 2004

MCOB 7.1 Application

REC 2.8 Settlement and clearing facilitation services

As Published: 2004

REC 2.8 Settlement and clearing facilitation services

MCOB 2.1 Application

As Published: 2006

MCOB 2.1 Application

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

MAR 1.10 Statutory exceptions

As Published: 2007

MAR 1.10 Statutory exceptions

SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

As Published: 2008

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

REC 4.2F Information gathering power on FCA’s own initiative

As Published: 2013

REC 4.2F Information gathering power on FCA’s own initiative

SUP 10A.3 Provisions related to the Act

As Published: 2013

SUP 10A.3 Provisions related to the Act

SUP 5.2 The appropriate regulator’s power

As Published: 2001

SUP 5.2 The appropriate regulator’s power

MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

IFPRU 11.4 Information for resolution plans

As Published: 2015

IFPRU 11.4 Information for resolution plans

LR 12.1 Application

As Published: 2005

LR 12.1 Application