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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.19 Investigations

As Published: 2011

REC 3.19 Investigations

COND 1.1A Application

As Published: 2013

COND 1.1A Application

BIPRU 3.4 Risk weights under the standardised approach to credit risk

As Published: 2006

BIPRU 3.4 Risk weights under the standardised approach to credit risk

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

EG 11.5 Other relevant powers

As Published: 2016

EG 11.5 Other relevant powers

APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

PR App 1.1

As Published: 2005

PR App 1.1

PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

IPRU-INV 13.1 APPLICATION, GENERAL REQUIREMENTS AND PROFESSIONAL INDEMNITY INSURANCE REQUIREMENTS

As Published: 2015

IPRU-INV 13.1 APPLICATION, GENERAL REQUIREMENTS AND PROFESSIONAL INDEMNITY INSURANCE REQUIREMENTS

SYSC 4.4 Apportionment of responsibilities

As Published: 2008

SYSC 4.4 Apportionment of responsibilities

IFPRU 11.5 Intra-group financial support

As Published: 2015

IFPRU 11.5 Intra-group financial support

SUP 18.3 Insurance business transfers outside the United Kingdom

As Published: 2015

SUP 18.3 Insurance business transfers outside the United Kingdom

COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

SUP 3.4 Auditors' qualifications

As Published: 2007

SUP 3.4 Auditors' qualifications

BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous