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EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

As Published: 2004

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

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REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

As Published: 2006

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

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SUP 5.3 Policy on the use of skilled persons

EG 9.6 Applications for variation or revocation of prohibition orders

SUP 15.7 Form and method of notification

PERG 8.6 Communicate

REC 4.1 Application and purpose

SUP 3.4 Auditors' qualifications

FIT 2.2 Competence and capability

APER 4.5 Statement of Principle 5

SUP 8.8 Revoking waivers

IFPRU 11.7 Notifications

LR 1.2 Modifying rules and consulting the FCA

EG 2.12 Co-operation

GEN 5.1 Application and purpose

EG 2.8 Enforcement and the FCA's Principles for Business (‘the Principles’)

SUP 6.1 Application, interpretation and purpose

SUP 12.1 Application and purpose

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)