Search Result

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

…

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

…

DEPP 6.7 Discount for early settlement

As Published: 2010

DEPP 6.7 Discount for early settlement

…

SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

…

PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

CASS 5.2 Holding money as agent of insurance undertaking

LR 15.4 Continuing obligations

LR 10.8 Miscellaneous

PR 3.1 Approval of prospectus

BIPRU 12.3 Liquidity risk management

SYSC 4.2 Persons who effectively direct the business

SUP App 3.3 Background

FEES 6.7 Payment of levies

REC 4.3 Risk assessments for UK recognised bodies

FEES 3.1 Introduction

CONC 4.3 Adequate explanations: P2P agreements

IFPRU 11.7 Notifications

REC 3.1 Application and purpose

IFPRU 4.4 Internal ratings based approach: overall requirements for estimation

SUP 4.4 Appropriate actuaries

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

PR 5.3 Certificate of approval

DEPP 6.7 Discount for early settlement

SYSC 10.1 Application

PR 4.1 Use of languages