Search Result

221 - 240 of 1344 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 6.5 General principles

As Published: 2005

PERG 6.5 General principles

PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

PERG 2.1 Application and purpose

As Published: 2005

PERG 2.1 Application and purpose

ICOBS 7.2 Effects of cancellation

As Published: 2008

ICOBS 7.2 Effects of cancellation

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities

COLL 12.2 UK UCITS management companies

As Published: 2011

COLL 12.2 UK UCITS management companies

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

FEES 7.2 The CFEB levy

As Published: 2011

FEES 7.2 The CFEB levy

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose

BIPRU 4.4 The IRB approach: Exposures to corporates, institutions and sovereigns

As Published: 2006

BIPRU 4.4 The IRB approach: Exposures to corporates, institutions and sovereigns

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

SUP 10A.13 Application for approval and withdrawing an application for approval

As Published: 2013

SUP 10A.13 Application for approval and withdrawing an application for approval

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

As Published: 2007

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

SUP 10A.4 Specification of functions

As Published: 2013

SUP 10A.4 Specification of functions

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

SUP 10A.7 FCA required functions

As Published: 2013

SUP 10A.7 FCA required functions

CASS 1.3 General application: where?

As Published: 2007

CASS 1.3 General application: where?