Search Result

221 - 240 of 1372 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DISP 3.7 Awards by the Ombudsman

As Published: 2008

DISP 3.7 Awards by the Ombudsman

FEES 5.5B Case fees

As Published: 2013

FEES 5.5B Case fees

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

As Published: 2001

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

IFPRU 11.7 Notifications

As Published: 2015

IFPRU 11.7 Notifications

DISP 3.9 Delegation of the Ombudsman's powers

As Published: 2003

DISP 3.9 Delegation of the Ombudsman's powers

COLL 11.6 Winding up, merger and division of master UCITS

As Published: 2013

COLL 11.6 Winding up, merger and division of master UCITS

LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

SYSC 1.1A Application

As Published: 2008

SYSC 1.1A Application

PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

SUP 10A.14 Changes to an FCA-approved person's details

As Published: 2014

SUP 10A.14 Changes to an FCA-approved person's details

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

MCOB 10.3 Formula and assumptions for calculating the APR

As Published: 2004

MCOB 10.3 Formula and assumptions for calculating the APR

PERG 12.3 Rights under a personal pension scheme

As Published: 2006

PERG 12.3 Rights under a personal pension scheme

SYSC 8.1 General outsourcing requirements

As Published: 2006

SYSC 8.1 General outsourcing requirements

DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

MCOB 5.2 Purpose

As Published: 2006

MCOB 5.2 Purpose

RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction