Search Result

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

…

IPRU-INV 13.1 APPLICATION, GENERAL REQUIREMENTS AND PROFESSIONAL INDEMNITY INSURANCE REQUIREMENTS

As Published: 2015

IPRU-INV 13.1 APPLICATION, GENERAL REQUIREMENTS AND PROFESSIONAL INDEMNITY INSURANCE REQUIREMENTS

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

LR 2.1 Preliminary

IFPRU 4.5 Internal ratings based approach: definition of default

PR 2.2 Format of prospectus

LR 12.5 Purchase of own securities other than equity shares

PERG 9.6 The investment condition (section 236(3) of the Act): general

SUP 11.9 Changes in close links

EG 10.3 Asset-freezing injunctions

PERG 9.7 The investment condition: the 'reasonable investor'

DEPP 6.5D Serious financial hardship

IFPRU 11.3 Group recovery plans

BIPRU 11.3 Disclosures: Information to be disclosed; Frequency, media and location of disclosures; Verification

RCB 3.5 Other notifications

CASS 7.13 Segregation of client money

BIPRU 12.2 Adequacy of liquidity resources

PERG 2.8 Exclusions applicable to particular regulated activities

BIPRU 3.1 Application and purpose

SUP 12.9 Record keeping

IFPRU 10.3 Countercyclical capital buffer

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

IPRU-INV 13.1 APPLICATION, GENERAL REQUIREMENTS AND PROFESSIONAL INDEMNITY INSURANCE REQUIREMENTS