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MCOB 2.6A Protecting customer’s interests: regulated mortgage contracts, home purchase plans, home reversion plans and regulated sale and rent back agreements

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DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

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SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

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ICOBS 3.2 E-Commerce

As Published: 2013

ICOBS 3.2 E-Commerce

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FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

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DTR 5.6 Disclosures by issuers

As Published: 2010

DTR 5.6 Disclosures by issuers

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DTR 1.3 Information gathering and publication

As Published: 2005

DTR 1.3 Information gathering and publication

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COBS 6.1 Information about the firm and compensation information

As Published: 2007

COBS 6.1 Information about the firm and compensation information

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Similar To

LR 13.7 Circulars about purchase of own equity shares

DTR 7.1 Audit committees

EG 12.3 Criminal prosecutions in cases of market abuse

SUP 15.7 Form and method of notification

SUP 15.8 Notification in respect of particular products and services

REC 4.5 FCA supervision of action by UK RIEs under their default rules

SYSC 4.2 Persons who effectively direct the business

REC 6.7 Notification rules for overseas recognised bodies

CASS 6.6 Records, accounts and reconciliations

REC 3.14 Products, services and normal hours of operation

MCOB 2.5 Reliance on others

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

MCOB 2.6A Protecting customer’s interests: regulated mortgage contracts, home purchase plans, home reversion plans and regulated sale and rent back agreements