Search Result

181 - 200 of 1176 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

EG 3.1 Introduction

As Published: 2016

EG 3.1 Introduction

IFPRU 2.3 Supervisory review and evaluation process: internal capital adequacy standards

As Published: 2014

IFPRU 2.3 Supervisory review and evaluation process: internal capital adequacy standards

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

EG 10.6 Applications for injunctions under regulation 12 of the Unfair Terms Regulations or Schedule 3 to the CRA : the FCA 's policy

As Published: 2016

EG 10.6 Applications for injunctions under regulation 12 of the Unfair Terms Regulations or Schedule 3 to the CRA : the FCA 's policy

REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

SUP 12.5 Contracts: required terms

As Published: 2002

SUP 12.5 Contracts: required terms

COND 1.1A Application

As Published: 2013

COND 1.1A Application

SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

As Published: 2007

SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

As Published: 2016

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

EG 2.5 Cases where other authorities have an interest

As Published: 2016

EG 2.5 Cases where other authorities have an interest

MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

REC 3.19 Investigations

As Published: 2011

REC 3.19 Investigations

LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous

SYSC 19D.3 Remuneration principles

As Published: 2015

SYSC 19D.3 Remuneration principles

EG 8.7 The FCA’s policy on exercising its power of intervention against incoming firms under section 196 of the Act

As Published: 2016

EG 8.7 The FCA’s policy on exercising its power of intervention against incoming firms under section 196 of the Act