Search Result

141 - 160 of 1346 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 8.1 General outsourcing requirements

As Published: 2006

SYSC 8.1 General outsourcing requirements

SUP 10A.9 Significant management functions

As Published: 2014

SUP 10A.9 Significant management functions

DEPP 3.2 The operation of the RDC

As Published: 2013

DEPP 3.2 The operation of the RDC

COBS 6.1A Adviser charging and remuneration

As Published: 2010

COBS 6.1A Adviser charging and remuneration

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

SYSC 13.9 Outsourcing

As Published: 2015

SYSC 13.9 Outsourcing

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

EG 11.5 Other relevant powers

As Published: 2016

EG 11.5 Other relevant powers

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

SUP 16.7A Annual report and accounts

As Published: 2014

SUP 16.7A Annual report and accounts

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

SYSC 19C.3 Remuneration principles

As Published: 2014

SYSC 19C.3 Remuneration principles

SUP 16.17 Remuneration reporting

As Published: 2012

SUP 16.17 Remuneration reporting

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

EG 19.27 Alternative Investment Fund Managers Regulations 2013

As Published: 2016

EG 19.27 Alternative Investment Fund Managers Regulations 2013

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

COND 2.5 Suitability

As Published: 2004

COND 2.5 Suitability