Search Result

141 - 160 of 748 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 4.12 Appointed representatives

As Published: 2014

PERG 4.12 Appointed representatives

…

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

…

GEN 2.2 Interpreting the Handbook

As Published: 2004

GEN 2.2 Interpreting the Handbook

…

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

…

COBS 15.1 Application

As Published: 2007

COBS 15.1 Application

…

COBS 4.3 Financial promotions to be identifiable as such

As Published: 2009

COBS 4.3 Financial promotions to be identifiable as such

…

COBS 18.9 ICVCs

As Published: 2007

COBS 18.9 ICVCs

…

COBS 10.6 When a firm need not assess appropriateness

As Published: 2007

COBS 10.6 When a firm need not assess appropriateness

…

COBS 18.10 UCITS qualifiers, AIFM qualifiers and service companies

As Published: 2007

COBS 18.10 UCITS qualifiers, AIFM qualifiers and service companies

…

COBS 10.7 Record keeping and retention periods for appropriateness records

As Published: 2008

COBS 10.7 Record keeping and retention periods for appropriateness records

…

COBS 3.3 General notifications

As Published: 2007

COBS 3.3 General notifications

…

COBS 3.4 Retail clients

As Published: 2007

COBS 3.4 Retail clients

…

COBS 18.4 Stock lending activity

As Published: 2010

COBS 18.4 Stock lending activity

…

COBS 18.8 OPS firms - non scope business

As Published: 2007

COBS 18.8 OPS firms - non scope business

…

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

As Published: 2008

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

…

CASS 7.10 Application and purpose

As Published: 2014

CASS 7.10 Application and purpose

…

COBS 14.1 Interpretation

As Published: 2007

COBS 14.1 Interpretation

…

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

…

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

…

SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

…