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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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CONC 12.1 Application and purpose

As Published: 2013

CONC 12.1 Application and purpose

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GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

As Published: 2008

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

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PERG 13.7 The territorial application of MiFID

As Published: 2007

PERG 13.7 The territorial application of MiFID

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PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

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COLL 12.3 EEA UCITS management companies

As Published: 2013

COLL 12.3 EEA UCITS management companies

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SYSC 19A.3 Remuneration principles for IFPRU investment firms

As Published: 2011

SYSC 19A.3 Remuneration principles for IFPRU investment firms

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GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

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SUP 6.5 Ending authorisation

GEN 2.2 Interpreting the Handbook

SYSC 5.1 Skills, knowledge and expertise

SYSC 4.2 Persons who effectively direct the business

SUP 6.4 Applications for cancellation of permission

SUP 14.6 Cancelling qualification for authorisation

FIT 1.1 Application and purpose

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

COBS 20.2 Treating with-profits policyholders fairly

APER 1.1A Application

COND 2.2 Location of offices

BIPRU 3.4 Risk weights under the standardised approach to credit risk

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy