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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

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DEPP 2.2 Warning notices and first supervisory notices

As Published: 2007

DEPP 2.2 Warning notices and first supervisory notices

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EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

As Published: 2016

EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

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MCOB 4.1 Application

As Published: 2004

MCOB 4.1 Application

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SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

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CASS 1A.1 Application

As Published: 2010

CASS 1A.1 Application

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PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

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PERG 8.10 Types of financial promotion

As Published: 2005

PERG 8.10 Types of financial promotion

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REC 2A.3 Guidance on RAP recognition requirements

SUP 16.18 AIFMD reporting

DISP App 3.4 Root cause analysis

LR 15.4 Continuing obligations

SYSC 13.8 External events and other changes

MCOB 9.4 Content of illustrations

LR 18.2 Requirements for listing

CONC 3.3 The clear fair and not misleading rule and general requirements

IPRU-INV 12.2 FINANCIAL RESOURCES REQUIREMENTS

REC 2.16 Complaints

EG 14.2 Choice of powers

SYSC 13.5 Risk management terms

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy