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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.10 Complaints

As Published: 2013

REC 3.10 Complaints

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

As Published: 2016

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

REC 3.11 Insolvency events

As Published: 2013

REC 3.11 Insolvency events

DISP 1.9 Complaints record rule

As Published: 2011

DISP 1.9 Complaints record rule

COLL 9.1 Application and general information

As Published: 2004

COLL 9.1 Application and general information

FIT 1.1 Application and purpose

As Published: 2003

FIT 1.1 Application and purpose

COLL 9.2 Section 264 recognised schemes

As Published: 2011

COLL 9.2 Section 264 recognised schemes

SUP 13A.8 Sources of further information

As Published: 2006

SUP 13A.8 Sources of further information

PERG 4.18 Regulated activities related to mortgages: flowchart

As Published: 2005

PERG 4.18 Regulated activities related to mortgages: flowchart

MAR 5.1 Application

As Published: 2007

MAR 5.1 Application

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

MAR 6.1 Application

As Published: 2007

MAR 6.1 Application

COLL 4.4 Meetings of Unitholders and service of notices

As Published: 2006

COLL 4.4 Meetings of Unitholders and service of notices

PR 2.1 General contents of prospectus

As Published: 2005

PR 2.1 General contents of prospectus

SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

COLL 1.2 Types of authorised fund

As Published: 2010

COLL 1.2 Types of authorised fund

COBS 20.1 Application

As Published: 2007

COBS 20.1 Application

FEES 11.2 Pensions guidance providers’ levy

As Published: 2015

FEES 11.2 Pensions guidance providers’ levy

MIPRU 3.2 Professional indemnity insurance requirements

As Published: 2006

MIPRU 3.2 Professional indemnity insurance requirements

COBS 2.3 Inducements

As Published: 2007

COBS 2.3 Inducements