Search Result

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

…

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

…

COLL 5.2 General investment powers and limits for UCITS schemes

As Published: 2005

COLL 5.2 General investment powers and limits for UCITS schemes

…

SYSC 19C.3 Remuneration principles

As Published: 2014

SYSC 19C.3 Remuneration principles

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SYSC 19A.1 General application and purpose

LR 9.5 Transactions

EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

REC 6.2 Applications

SUP 15.2 Purpose

SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

COLL Appendix 1EU KII Regulation

CASS 7.11 Treatment of client money

PERG 2.8 Exclusions applicable to particular regulated activities

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

PERG 8.14 Other financial promotions

LR App 1.1 Relevant definitions

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

TC App 4.1 Appropriate Qualification tables

BIPRU 7.10 Use of a Value at Risk Model

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

COLL 5.2 General investment powers and limits for UCITS schemes

SYSC 19C.3 Remuneration principles