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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PR 5.5 Persons responsible for a prospectus

As Published: 2012

PR 5.5 Persons responsible for a prospectus

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COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

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PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

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LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

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DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

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COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

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TC 1.1 Who, what and where?

As Published: 2002

TC 1.1 Who, what and where?

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BIPRU 8.3 Scope and basic consolidation requirements for non-EEA sub-groups

As Published: 2006

BIPRU 8.3 Scope and basic consolidation requirements for non-EEA sub-groups

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PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information

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COBS 16.1 General client reporting requirement

As Published: 2007

COBS 16.1 General client reporting requirement

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APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

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COBS 4.3 Financial promotions to be identifiable as such

As Published: 2009

COBS 4.3 Financial promotions to be identifiable as such

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COBS 7.1 Application

As Published: 2007

COBS 7.1 Application

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COBS 21.1 Application

As Published: 2007

COBS 21.1 Application

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COBS 15.1 Application

As Published: 2007

COBS 15.1 Application

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TC 3.1 Record-keeping requirements

As Published: 2007

TC 3.1 Record-keeping requirements

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SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

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DEPP 2.5 Provision for certain categories of decision

As Published: 2007

DEPP 2.5 Provision for certain categories of decision

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SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

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GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

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