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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 7.2 The Listing and Premium Listing Principles

As Published: 2009

LR 7.2 The Listing and Premium Listing Principles

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EG 3.11 FCA approach to firms conducting their own investigations in anticipation of enforcement action

As Published: 2016

EG 3.11 FCA approach to firms conducting their own investigations in anticipation of enforcement action

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COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

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EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

As Published: 2016

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

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DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

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APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

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LR 9.4 Documents requiring prior approval

As Published: 2005

LR 9.4 Documents requiring prior approval

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APER 1.1A Application

As Published: 2013

APER 1.1A Application

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SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

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PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

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FIT 1.1 Application and purpose

As Published: 2003

FIT 1.1 Application and purpose

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LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

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EG 19.14 Money Laundering Regulations 2007

As Published: 2016

EG 19.14 Money Laundering Regulations 2007

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SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

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IFPRU 2.3 Supervisory review and evaluation process: internal capital adequacy standards

As Published: 2014

IFPRU 2.3 Supervisory review and evaluation process: internal capital adequacy standards

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FEES 7.2 The CFEB levy

As Published: 2011

FEES 7.2 The CFEB levy

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CREDS 3A.3 Borrowing

As Published: 2016

CREDS 3A.3 Borrowing

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REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

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COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

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SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

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