Search Result

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

…

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

…

MCOB 9.5 Disclosure at the offer stage for equity release transactions

As Published: 2004

MCOB 9.5 Disclosure at the offer stage for equity release transactions

…

DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

…

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

…

EG 16.2 Disapplication orders

As Published: 2016

EG 16.2 Disapplication orders

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

BIPRU 3.5 Simplified method of calculating risk weights

COLL 8.1 Introduction

COBS 2.4 Agent as client and reliance on others

DISP 2.1 Purpose, interpretation and application

IFPRU 10.6 Application on an individual and consolidated basis

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

BIPRU 12.6 Simplified ILAS

EG 3.2 Information requests (section 165)

PRIN 4.1 Principles: MiFID business

COBS 18.5 Residual CIS operators, UCITS management companies and AIFMs

REC 3.13 Delegation of relevant functions

FEES 4.1 Introduction

CONC 8.9 Lead generators: including firm responsibility in dealing with lead generators

PERG 6.2 Purpose of guidance

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy