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EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

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GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

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SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data

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PERG 4.1 Application and purpose

PERG 9.7 The investment condition: the 'reasonable investor'

PERG 8.32 Arranging deals in investments

EG 9.2 The FCA’s general policy in this area

IFPRU 4.10 Validation

CREDS 8.3 Approved persons

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

SUP 1A.1 Application and purpose

CASS 1A.2 CASS firm classification

REC 4.4 Complaints

DTR 8.2 Approval as a primary information provider

REC 3.6 Constitution and governance

IFPRU 1.2 Significant IFPRU firm

REC 2.14 Rules and consultation

EG 12.3 Criminal prosecutions in cases of market abuse

CASS 1A.3 Responsibility for CASS operational oversight

PERG 9.3 The definition

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)