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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 7.1 The FCA’s use of sanctions

As Published: 2015

EG 7.1 The FCA’s use of sanctions

PERG 10.1 Background

As Published: 2006

PERG 10.1 Background

DEPP 6.5 Determining the appropriate level of financial penalty

As Published: 2008

DEPP 6.5 Determining the appropriate level of financial penalty

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

SYSC 2.2 Recording the apportionment

As Published: 2015

SYSC 2.2 Recording the apportionment

COLL 4.4 Meetings of Unitholders and service of notices

As Published: 2006

COLL 4.4 Meetings of Unitholders and service of notices

LR 12.5 Purchase of own securities other than equity shares

As Published: 2007

LR 12.5 Purchase of own securities other than equity shares

DEPP 6.7 Discount for early settlement

As Published: 2010

DEPP 6.7 Discount for early settlement

COLL 13.2 Operational requirements for feeder NURS

As Published: 2012

COLL 13.2 Operational requirements for feeder NURS

MCOB 7.8 Home purchase plans

As Published: 2006

MCOB 7.8 Home purchase plans

CASS 7A.2 Primary pooling events

As Published: 2012

CASS 7A.2 Primary pooling events

ICOBS 7.1 The right to cancel

As Published: 2007

ICOBS 7.1 The right to cancel

COLL 4.7 Key investor information and marketing communications

As Published: 2011

COLL 4.7 Key investor information and marketing communications

SYSC 20.2 Reverse stress testing requirements

As Published: 2010

SYSC 20.2 Reverse stress testing requirements

ICOBS 5.3 Advised sales

As Published: 2012

ICOBS 5.3 Advised sales

DTR 7.2 Corporate governance statements

As Published: 2010

DTR 7.2 Corporate governance statements

DEPP 6.5A The five steps for penalties imposed on firms

As Published: 2010

DEPP 6.5A The five steps for penalties imposed on firms