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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.4 Complaints

As Published: 2011

REC 4.4 Complaints

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

DTR 8.2 Approval as a primary information provider

As Published: 2014

DTR 8.2 Approval as a primary information provider

REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

SYSC 19C.1 General application and purpose

As Published: 2014

SYSC 19C.1 General application and purpose

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

EG 12.3 Criminal prosecutions in cases of market abuse

As Published: 2016

EG 12.3 Criminal prosecutions in cases of market abuse

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

CASS 1A.3 Responsibility for CASS operational oversight

As Published: 2010

CASS 1A.3 Responsibility for CASS operational oversight

DTR 1A.2 Modifying rules and consulting the FCA

As Published: 2012

DTR 1A.2 Modifying rules and consulting the FCA

GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

EG 5.5 The settlement discount scheme

As Published: 2015

EG 5.5 The settlement discount scheme

LR 13.2 Approval of circulars

As Published: 2010

LR 13.2 Approval of circulars

EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

As Published: 2015

EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data

INSPRU 1.5 Internal-contagion risk

As Published: 2006

INSPRU 1.5 Internal-contagion risk