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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

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SUP 10A.11 Minimising overlap with the PRA approved persons regime

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

CASS 11.4 Definition of client money and the discharge of fiduciary duty

BIPRU 12.3 Liquidity risk management

SUP App 3.2 Purpose

REC 4.7 The section 297 power to revoke recognition

SYSC 13.3 Other related Handbook sections

MCOB 11.4 Application

EG 19.20 Payment Services Regulations 2009

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CONC 6.2 Assessment of creditworthiness: during agreement

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FEES 5.4 Information requirement

CASS 8.2 Definition of mandate

GEN 4.2 Purpose

LR 13.8 Other circulars

CASS 5.6 Client money distribution

PERG 8.13 Exemptions applying to financial promotions concerning deposits and certain contracts of insurance

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy