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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 4.1 Introduction

As Published: 2005

FEES 4.1 Introduction

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REC 2.16A Operation of a multilateral trading facility

As Published: 2007

REC 2.16A Operation of a multilateral trading facility

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SUP 16.18 AIFMD reporting

As Published: 2013

SUP 16.18 AIFMD reporting

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SUP 13.12 Sources of further information

As Published: 2001

SUP 13.12 Sources of further information

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CREDS 9.2 Reporting

As Published: 2012

CREDS 9.2 Reporting

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SYSC 19B.1 Application

As Published: 2013

SYSC 19B.1 Application

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CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

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CASS 1.3 General application: where?

As Published: 2007

CASS 1.3 General application: where?

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MCOB 10.1 Application

As Published: 2006

MCOB 10.1 Application

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MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

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PERG 8.30 Medium used to give advice or information

As Published: 2005

PERG 8.30 Medium used to give advice or information

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PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

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FEES 6.3 The FSCS's power to impose levies

As Published: 2006

FEES 6.3 The FSCS's power to impose levies

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COLL 5.1 Introduction

As Published: 2010

COLL 5.1 Introduction

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REC 3.9 Fees and incentive schemes

As Published: 2013

REC 3.9 Fees and incentive schemes

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COBS 6.1F Using a platform service for arranging and advising

As Published: 2011

COBS 6.1F Using a platform service for arranging and advising

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MAR 1.3 Market abuse (insider dealing)

As Published: 2005

MAR 1.3 Market abuse (insider dealing)

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CASS 8.3 Records and internal controls

As Published: 2014

CASS 8.3 Records and internal controls

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COLL 6.12 Risk management policy and risk measurement

As Published: 2011

COLL 6.12 Risk management policy and risk measurement

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BIPRU 7.11 Credit derivatives in the trading book

As Published: 2007

BIPRU 7.11 Credit derivatives in the trading book

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