Search Result

461 - 480 of 1457 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 4.7 The IRB approach: Equity exposures

As Published: 2007

BIPRU 4.7 The IRB approach: Equity exposures

CONC App 1.3 Exemption of certain credit agreements secured on land

As Published: 2014

CONC App 1.3 Exemption of certain credit agreements secured on land

CONC 6.6 Pawn broking: conduct of business

As Published: 2014

CONC 6.6 Pawn broking: conduct of business

CONC 5A.5 Consequences of contravention of the cost caps

As Published: 2015

CONC 5A.5 Consequences of contravention of the cost caps

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

SUP 5.6 Confidential information and privilege

As Published: 2001

SUP 5.6 Confidential information and privilege

BIPRU 8.8 Advanced prudential calculation approaches

As Published: 2006

BIPRU 8.8 Advanced prudential calculation approaches

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

EG 19.15 The conduct of investigations under the Money Laundering Regulations

As Published: 2016

EG 19.15 The conduct of investigations under the Money Laundering Regulations

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

As Published: 2016

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

SUP 10A.15 References and accurate information

As Published: 2013

SUP 10A.15 References and accurate information

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

As Published: 2013

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

MIPRU 4.2 Capital resources requirements

As Published: 2006

MIPRU 4.2 Capital resources requirements

EG 16.2 Disapplication orders

As Published: 2016

EG 16.2 Disapplication orders

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

PERG 4.8 Administering a regulated mortgage contract

As Published: 2008

PERG 4.8 Administering a regulated mortgage contract