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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.21 Criminal offences and civil prohibitions

As Published: 2013

REC 3.21 Criminal offences and civil prohibitions

SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

PERG 8.1 Application and purpose

As Published: 2014

PERG 8.1 Application and purpose

PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

MCOB 4.7A Advised sales

As Published: 2012

MCOB 4.7A Advised sales

DEPP 6A.3 Determining the appropriate length of the period of suspension or restriction

As Published: 2011

DEPP 6A.3 Determining the appropriate length of the period of suspension or restriction

RCB 4.2 Enforcement powers and penalties

As Published: 2010

RCB 4.2 Enforcement powers and penalties

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

As Published: 2005

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

PERG 12.1 Background

As Published: 2006

PERG 12.1 Background

PERG 5.14 Exemptions

As Published: 2011

PERG 5.14 Exemptions

EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

As Published: 2016

EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

ICOBS 6.4 Pre- and post-contract information: protection policies

As Published: 2015

ICOBS 6.4 Pre- and post-contract information: protection policies

CASS 3.1 Application and Purpose

As Published: 2007

CASS 3.1 Application and Purpose

SYSC 3.1 Systems and Controls

As Published: 2006

SYSC 3.1 Systems and Controls

COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

MCOB 4.10 Home purchase plans: sales standards

As Published: 2006

MCOB 4.10 Home purchase plans: sales standards

PERG 5.3 Contracts of insurance

As Published: 2015

PERG 5.3 Contracts of insurance