Search Result

321 - 340 of 1300 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

PRIN 3.2 What?

As Published: 2004

PRIN 3.2 What?

SUP App 2.14A Fairness issues for with-profit firms in difficulty or in an irregular situation

As Published: 2015

SUP App 2.14A Fairness issues for with-profit firms in difficulty or in an irregular situation

EG 9.2 The FCA’s general policy in this area

As Published: 2016

EG 9.2 The FCA’s general policy in this area

MCOB 12.4 Payment shortfall charges: regulated mortgage contracts

As Published: 2004

MCOB 12.4 Payment shortfall charges: regulated mortgage contracts

MIPRU 5.1 Application and purpose

As Published: 2006

MIPRU 5.1 Application and purpose

PERG 8.13 Exemptions applying to financial promotions concerning deposits and certain contracts of insurance

As Published: 2005

PERG 8.13 Exemptions applying to financial promotions concerning deposits and certain contracts of insurance

EG 3.9 Power to require information relating to potentially unfair etc terms and notices

As Published: 2016

EG 3.9 Power to require information relating to potentially unfair etc terms and notices

EG 20.1 Introduction

As Published: 2016

EG 20.1 Introduction

COBS 11.7 Personal account dealing

As Published: 2007

COBS 11.7 Personal account dealing

COLL 4.4 Meetings of Unitholders and service of notices

As Published: 2006

COLL 4.4 Meetings of Unitholders and service of notices

PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

EG 13.4 Petitions for administration orders or compulsory winding up orders: determining whether to seek any insolvency order

As Published: 2016

EG 13.4 Petitions for administration orders or compulsory winding up orders: determining whether to seek any insolvency order

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

GENPRU 2.1 Calculation of capital resources requirements

As Published: 2006

GENPRU 2.1 Calculation of capital resources requirements

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

PERG 2.2 Introduction

As Published: 2007

PERG 2.2 Introduction

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

FIT 2.2 Competence and capability

As Published: 2007

FIT 2.2 Competence and capability