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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

SUP 10A.17 Further questions

As Published: 2013

SUP 10A.17 Further questions

GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

REC 6.7 Notification rules for overseas recognised bodies

As Published: 2013

REC 6.7 Notification rules for overseas recognised bodies

PERG 12.5 Financial promotion issues

As Published: 2006

PERG 12.5 Financial promotion issues

FEES 11.1 Application, purpose and background

As Published: 2015

FEES 11.1 Application, purpose and background

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2006

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

COND 2.2 Location of offices

As Published: 2004

COND 2.2 Location of offices

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

As Published: 2003

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

CASS 8.3 Records and internal controls

As Published: 2014

CASS 8.3 Records and internal controls

IPRU-INV 13.1A FINANCIAL RESOURCES REQUIREMENTS FOR AN EXEMPT CAD FIRM

As Published: 2010

IPRU-INV 13.1A FINANCIAL RESOURCES REQUIREMENTS FOR AN EXEMPT CAD FIRM

PERG 5.14 Exemptions

As Published: 2011

PERG 5.14 Exemptions

PERG 14.7 Exemptions

As Published: 2010

PERG 14.7 Exemptions

CASS 7.17 Statutory trust

As Published: 2015

CASS 7.17 Statutory trust

IPRU-INV 9.2 GENERAL REQUIREMENTS

As Published: 2015

IPRU-INV 9.2 GENERAL REQUIREMENTS

CONC 12.1 Application and purpose

As Published: 2013

CONC 12.1 Application and purpose

CASS 1.2 General application: who? what?

As Published: 2003

CASS 1.2 General application: who? what?

COLL 11.6 Winding up, merger and division of master UCITS

As Published: 2013

COLL 11.6 Winding up, merger and division of master UCITS

COLL 1.1 Applications and purpose

As Published: 2007

COLL 1.1 Applications and purpose