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EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

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DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

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CASS 11.6 Statutory trust

As Published: 2014

CASS 11.6 Statutory trust

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SUP 18.4 Friendly Society transfers and amalgamations

As Published: 2001

SUP 18.4 Friendly Society transfers and amalgamations

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IPRU-INV 11.6 ADDITIONAL REQUIREMENTS FOR COLLECTIVE PORTFOLIO MANAGEMENT INVESTMENT FIRMS

As Published: 2015

IPRU-INV 11.6 ADDITIONAL REQUIREMENTS FOR COLLECTIVE PORTFOLIO MANAGEMENT INVESTMENT FIRMS

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COLL 12.3 EEA UCITS management companies

DTR 8.5 Supervision of primary information providers

PERG 12.3 Rights under a personal pension scheme

APER 4.2 Statement of Principle 2

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

SUP 13.1 Application and purpose

BIPRU 1.1 Application

MAR 1.3 Market abuse (insider dealing)

FEES 3.2 Obligation to pay fees

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

PERG 8.33 Introducing

COLL 8.5 Powers and responsibilities

COLL 8.4 Investment and borrowing powers

CONC 7.11 Disclosures relating to “authority” or “status”

APER 4.1 Statement of Principle 1

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)