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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers

…

COBS 18.8 OPS firms - non scope business

As Published: 2007

COBS 18.8 OPS firms - non scope business

…

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

…

EG 19.29 Immigration Act 2014 (Bank Account) Regulations 2014

As Published: 2016

EG 19.29 Immigration Act 2014 (Bank Account) Regulations 2014

…

DISP 3.7 Awards by the Ombudsman

As Published: 2008

DISP 3.7 Awards by the Ombudsman

…

DEPP 3.2 The operation of the RDC

As Published: 2013

DEPP 3.2 The operation of the RDC

…

LR 12.3 Purchase from a related party

As Published: 2005

LR 12.3 Purchase from a related party

…

LR 14.1 Application

As Published: 2005

LR 14.1 Application

…

IFPRU 10.3 Countercyclical capital buffer

As Published: 2014

IFPRU 10.3 Countercyclical capital buffer

…

SUP 15.9 Notifications by members of financial conglomerates

As Published: 2004

SUP 15.9 Notifications by members of financial conglomerates

…

PERG 7.5 When is it appropriate to apply for a certificate?

As Published: 2005

PERG 7.5 When is it appropriate to apply for a certificate?

…

CASS 11.6 Statutory trust

As Published: 2014

CASS 11.6 Statutory trust

…

EG 7.5 Payment of financial penalties

As Published: 2016

EG 7.5 Payment of financial penalties

…

REC 2.17 Recognition requirements relating to the default rules of UK RIEs

As Published: 2004

REC 2.17 Recognition requirements relating to the default rules of UK RIEs

…

LR 9.7A Preliminary statement of annual results, and statement of dividends

As Published: 2006

LR 9.7A Preliminary statement of annual results, and statement of dividends

…

IFPRU 4.14 Counterparty credit risk

As Published: 2014

IFPRU 4.14 Counterparty credit risk

…

LR 13.1 Preliminary

As Published: 2005

LR 13.1 Preliminary

…

LR 16.4 Requirements with continuing application

As Published: 2007

LR 16.4 Requirements with continuing application

…

PRIN 3.3 Where?

As Published: 2002

PRIN 3.3 Where?

…

SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

As Published: 2012

SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

…

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