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SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

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IPRU-INV 11.3 DETAIL OF MAIN REQUIREMENTS

As Published: 2015

IPRU-INV 11.3 DETAIL OF MAIN REQUIREMENTS

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COBS 11.5 Record keeping: client orders and transactions

As Published: 2007

COBS 11.5 Record keeping: client orders and transactions

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SUP 14.8 Further guidance

As Published: 2001

SUP 14.8 Further guidance

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BIPRU 9.10 Reduction in risk-weighted exposure amounts

As Published: 2007

BIPRU 9.10 Reduction in risk-weighted exposure amounts

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COBS 9.5 Record keeping and retention periods for suitability records

REC 4.6 The section 296 power to give directions

MAR 4.1 Application and Purpose

REC 3.17 Inability to discharge regulatory functions

REC 3.21 Criminal offences and civil prohibitions

SUP 13A.2 EEA firms and Treaty firms

MAR 4.4 Exceptions

COLL 5.4 Stock lending

BIPRU 9.9 Calculation of risk-weighted exposure amounts for securitisation positions

PR 2.4 Incorporation by reference

BIPRU 11.2 Basis of disclosures

SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

DISP 2.5 To which activities does the Voluntary Jurisdiction apply?

LR 12.6 Treasury shares

FEES 12.2 FOS ADR levy

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

IPRU-INV 11.3 DETAIL OF MAIN REQUIREMENTS

COBS 11.5 Record keeping: client orders and transactions

SUP 14.8 Further guidance

BIPRU 9.10 Reduction in risk-weighted exposure amounts