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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

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COLL 1.2 Types of authorised fund

As Published: 2010

COLL 1.2 Types of authorised fund

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CONC 3.3 The clear fair and not misleading rule and general requirements

As Published: 2014

CONC 3.3 The clear fair and not misleading rule and general requirements

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PERG 5.14 Exemptions

As Published: 2011

PERG 5.14 Exemptions

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SYSC 10.2 Chinese walls

As Published: 2007

SYSC 10.2 Chinese walls

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BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

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PERG 14.7 Exemptions

As Published: 2010

PERG 14.7 Exemptions

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COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

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SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

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SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

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EG 3.2 Information requests (section 165)

As Published: 2016

EG 3.2 Information requests (section 165)

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FEES 12.4 Relieving provisions

As Published: 2015

FEES 12.4 Relieving provisions

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EG 5.6 Mediation

As Published: 2016

EG 5.6 Mediation

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REC 2A.2 Method of satisfying the RAP recognition requirements

As Published: 2013

REC 2A.2 Method of satisfying the RAP recognition requirements

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LR 20.5 Disclosures

As Published: 2010

LR 20.5 Disclosures

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IFPRU 1.4 EU CRR permissions

As Published: 2014

IFPRU 1.4 EU CRR permissions

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REC 3.20 Disciplinary action relating to members

As Published: 2013

REC 3.20 Disciplinary action relating to members

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IFPRU 1.5 Notification of FINREP reporting

As Published: 2014

IFPRU 1.5 Notification of FINREP reporting

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FINMAR 2.1 Application and purpose

As Published: 2010

FINMAR 2.1 Application and purpose

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REC 3.9 Fees and incentive schemes

As Published: 2013

REC 3.9 Fees and incentive schemes

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