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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

As Published: 2006

BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

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TC 1.1 Who, what and where?

As Published: 2002

TC 1.1 Who, what and where?

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LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

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FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

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BIPRU 12.4 Stress testing and contingency funding

As Published: 2010

BIPRU 12.4 Stress testing and contingency funding

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CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

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PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

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FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

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COBS 19.5 Independent governance committees (IGCs)

As Published: 2015

COBS 19.5 Independent governance committees (IGCs)

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DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

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FEES App 1.1 Introduction

As Published: 2012

FEES App 1.1 Introduction

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REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

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FEES App 1.3 Application Fees

As Published: 2012

FEES App 1.3 Application Fees

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COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

As Published: 2007

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

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CASS 6.3 Depositing assets and arranging for assets to be deposited with third parties

As Published: 2007

CASS 6.3 Depositing assets and arranging for assets to be deposited with third parties

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SUP 10A.12 Procedures relating to FCA-approved persons

As Published: 2014

SUP 10A.12 Procedures relating to FCA-approved persons

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FEES 7.2 The CFEB levy

As Published: 2011

FEES 7.2 The CFEB levy

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PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

As Published: 2005

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

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SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

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BIPRU 7.8 Securities underwriting

As Published: 2007

BIPRU 7.8 Securities underwriting

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