Search Result

461 - 480 of 1411 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 16.1 The FCA’s general approach to making disapplication orders

As Published: 2016

EG 16.1 The FCA’s general approach to making disapplication orders

PERG 8.1 Application and purpose

As Published: 2014

PERG 8.1 Application and purpose

PERG 8.36 Illustrative tables

As Published: 2005

PERG 8.36 Illustrative tables

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

APER 1.2 Purpose

As Published: 2007

APER 1.2 Purpose

MCOB 4.4A Initial disclosure requirements

As Published: 2012

MCOB 4.4A Initial disclosure requirements

SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

SUP 13.7 Changes to cross border services

As Published: 2001

SUP 13.7 Changes to cross border services

EG 16.2 Disapplication orders

As Published: 2016

EG 16.2 Disapplication orders

EG 2.5 Cases where other authorities have an interest

As Published: 2016

EG 2.5 Cases where other authorities have an interest

PERG 8.11 Types of exemption under the Financial Promotion Order

As Published: 2005

PERG 8.11 Types of exemption under the Financial Promotion Order

PERG 8.37 AIFMD Marketing

As Published: 2013

PERG 8.37 AIFMD Marketing

PERG 5.3 Contracts of insurance

As Published: 2015

PERG 5.3 Contracts of insurance

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

DEPP 6A.3 Determining the appropriate length of the period of suspension or restriction

As Published: 2011

DEPP 6A.3 Determining the appropriate length of the period of suspension or restriction

MAR 5.7 Pre-trade transparency requirements for shares

As Published: 2007

MAR 5.7 Pre-trade transparency requirements for shares

FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

SUP 13.6 Changes to branches

As Published: 2001

SUP 13.6 Changes to branches

APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2